Carl Marks Securities LLC, the broker-dealer affiliate of Carl Marks Advisory Group LLC, is an investment bank that helps middle market companies raise debt and equity capital through private placements as well as executes mergers and acquisitions. The Carl Marks’ team combines the skill set of bankers from top Wall Street firms with the street smarts and practical experience of partners that have owned, operated, financed and sold their own business.

The senior members at Carl Marks provide high touch service, personally quarterbacking a transaction from preparation to closing.  With a pragmatic roll-up-our-sleeves approach, we quickly cut through the clutter of rapidly changing situations and complex issues to identify and execute the best solution for our clients.